Expectations from the investors

(Responsibilities of investors)

  • Do’s
    • Always deal with SEBI registered Research Analyst.
    • Ensure that the Research Analyst has a valid registration certificate
    • Check for SEBI registration number
    • Please refer to the list of all SEBI registered Research Analysts which is available on SEBI website in the following link
      • https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=1
    • Always pay attention towards disclosures made in the research reports before investing.
    • Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments
    • Before buying securities or applying in public offer, check for the research recommendation provided by your Research Analyst
    • Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation
    • Inform SEBI about Research Analyst offering assured or guaranteed returns.
  • Don’ts
    • Do not provide funds for investment to the Research Analyst
    • Don’t fall prey to luring advertisements or market rumors.
    • Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst.
    • Do not share login credential and password of your trading and Demat accounts with the Research Analyst.